DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Soliman

LPL Financial LLCBD affiliatedSomers, Nydual registrantIAPD 5147591

Feed of 09/14/2026

At current firm

0 y

since May 4, 2026

In the industry

20 y

since Jul 7, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 4, 2026 · Somers, Ny
Hsbc Securities (USA) Inc. BD affiliated
Dec 9, 2024 to May 14, 2026 · Scarsdale, Ny
Osaic Institutions, Inc. BD affiliated
Jun 21, 2023 to Nov 22, 2024 · New York, Ny
Hsbc Securities (USA) Inc. BD affiliated
Aug 21, 2019 to Jul 3, 2023 · Eastchester, Ny

Moves

a registration end followed by a registration begin elsewhere

Hsbc Securities (USA) Inc. to LPL Financial LLC
left May 14, 2026, registered May 4, 2026 (-10 days) · Affiliated broker-dealer or bank to another
Osaic Institutions, Inc. to Hsbc Securities (USA) Inc.
left Nov 22, 2024, registered Dec 9, 2024 (17 days) · Affiliated broker-dealer or bank to another
Hsbc Securities (USA) Inc. to Osaic Institutions, Inc.
left Jul 3, 2023, registered Jun 21, 2023 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Andrew Soliman left Hsbc Securities (Usa) Inc. for Lpl Financial Llc (registered 2026-05-04)
May 14, 2026 · Advisor changed firm · fact
Andrew Soliman left Osaic Institutions, Inc. for Hsbc Securities (Usa) Inc. (registered 2024-12-09)
Nov 22, 2024 · Advisor changed firm · fact
Andrew Soliman left Hsbc Securities (Usa) Inc. for Osaic Institutions, Inc. (registered 2023-06-21)
Jul 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address