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Registered advisor
C••••••••• J•••• P•••••
Feed of 09/14/2026
Also filed as C••••••••• J•••• P•••••
At current firm
5 y
since Jul 28, 2021
In the industry
20 y
since Aug 21, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jul 28, 2021 · Broomall, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 30, 2017 to Dec 10, 2018 · Newtown Square, Pa
- T• A••••••••• I••• formerAug 30, 2017 to Oct 14, 2022 · Newtown Square, Pa
- C••••••• S••••••••• I••• BD affiliatedSep 26, 2016 to Aug 7, 2017 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 14, 2022, registered Jul 28, 2021 (-443 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 10, 2018, registered Aug 30, 2017 (-467 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 7, 2017, registered Aug 30, 2017 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address