DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M• B••••••••

I•••••••••state registeredStoneham, Ma IA-onlyIAPD 5151819

Feed of 09/15/2026

Also filed as B••••••••

At current firm

2 y

since Nov 3, 2023

In the industry

18 y

since Dec 20, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• state registered current
since Jun 30, 2026 · Stoneham, Ma
B•••••••• P•••••• W••••• independent RIA current
since Nov 3, 2023 · Stoneham, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 4, 2015 to Aug 21, 2023 · Reading, Ma
C••••••• S••••••••• I••• BD affiliated
Jun 25, 2013 to May 1, 2015 · Somerville, Ma
C•••• I••••••••• S••••••• C•••• former
Feb 23, 2011 to Nov 2, 2011 · Flushing, Ny
C•••••• S••••• • C••• I••• national BD
Jan 11, 2008 to Dec 23, 2010 · Manhasset, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• P•••••• W•••••
left Aug 21, 2023, registered Nov 3, 2023 (74 days) · Wirehouse to independent RIA
C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 1, 2015, registered May 4, 2015 (3 days) · Other
C•••• I••••••••• S••••••• C•••• to C••••••• S••••••••• I•••
left Nov 2, 2011, registered Jun 25, 2013 (601 days) · Other
C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••
left Dec 23, 2010, registered Feb 23, 2011 (62 days) · Other

Signals

J••••• M• B•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••••••• P•••••• W••••• (registered 2023-11-03)
Aug 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address