RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• C••• W••••••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Oct 6, 2022 · Appleton, Wi
- A•••••••• P•••• I••• formerDec 7, 2017 to Dec 31, 2022 · Appleton, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Nov 20, 2017 · Casco, Wi
- M•• I••••••••• M••••••••• C•••• formerApr 29, 2010 to Apr 18, 2012 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerApr 30, 2008 to Aug 1, 2012 · Casco, Wi
- A•••••••• P•••• I••• to G•••••• W••••• P•••••••• L••left Dec 31, 2022, registered Oct 6, 2022 (-86 days) · corporate re-registration, not a move
- B•• H••••• F•••••••• A•••••••• I•• to A•••••••• P•••• I•••left Nov 20, 2017, registered Dec 7, 2017 (17 days) · Other
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Aug 1, 2012, registered Apr 29, 2010 (-825 days) · corporate re-registration, not a move
- M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Apr 18, 2012, registered Aug 1, 2012 (105 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address