RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• J•••••• K•••••
- H••••• C•••••• A•••••••• I••• asset manager currentsince Sep 23, 2021 · Marietta, Ga
- S••• A••••••• S••••••• L•• C• mixed wealthApr 3, 2020 to Aug 26, 2021 · St. Petersburg, Fl
- N•••• • P••••• F•••••••• S•••••••• I••• independent RIAMay 6, 2019 to Mar 27, 2020 · St. Petersburg, Fl
- N•••••••• B••••• B• L•• no RAUMAug 18, 2006 to Mar 22, 2016 · New York, Ny
- S••• A••••••• S••••••• L•• C• to H••••• C•••••• A•••••••• I•••left Aug 26, 2021, registered Sep 23, 2021 (28 days) · Other
- N•••• • P••••• F•••••••• S•••••••• I••• to S••• A••••••• S••••••• L•• C•left Mar 27, 2020, registered Apr 3, 2020 (7 days) · Other
- N•••••••• B••••• B• L•• to N•••• • P••••• F•••••••• S•••••••• I•••left Mar 22, 2016, registered May 6, 2019 (1140 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address