RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••• G•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 18, 2019 · Cincinnati, Oh
- J••••• H•••••••• W••• L••••• L•• formerMay 11, 2017 to Oct 18, 2019 · Ft. Mitchell, Ky
- U•• F•••••••• S••••••• I••• wirehouseMay 30, 2013 to Jun 2, 2017 · Cincinnati, Oh
- J••••• H•••••••• W••• L••••• L•• formerSep 21, 2011 to Jun 11, 2013 · Cincinnati, Oh
- J••••• H•••••••• W••• L••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••••• H•••••••• W••• L••••• L••left Jun 2, 2017, registered May 11, 2017 (-22 days) · Other
- J••••• H•••••••• W••• L••••• L•• to U•• F•••••••• S••••••• I•••left Jun 11, 2013, registered May 30, 2013 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address