RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• G••••
- S••••• W••••• A••••••• independent RIA currentsince May 14, 2018 · Louisville, Ky
- J••••• H•••••••• W••• L••••• L•• formerJan 7, 2015 to May 11, 2018 · Louisville, Ky
- J••••• H•••••••• W••• L••••• L•• formerMar 14, 2008 to Aug 23, 2010 · Louisville, Ky
- J••••• H•••••••• W••• L••••• L•• to S••••• W••••• A•••••••left May 11, 2018, registered May 14, 2018 (3 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address