RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- H•••••••• P••••••• P••••••• independent RIA currentsince Nov 16, 2021 · Downers Grove, Il
- P••••••• A• H•••• • A••••••••• I••• formerNov 17, 2014 to Dec 31, 2015 · Northfield, Il
- H•••••••• A•••••• G••••• L•• formerJun 19, 2013 to Dec 31, 2021 · Downers Grove, Il
- W•••••• B•••• • C•••••• L••••• BD affiliatedAug 7, 2006 to Aug 2, 2007 · Chicago, Il
- H•••••••• A•••••• G••••• L•• to P••••••• A• H•••• • A••••••••• I•••left Dec 31, 2021, registered Nov 17, 2014 (-2601 days) · Other · moved with a team
- P••••••• A• H•••• • A••••••••• I••• to H•••••••• P••••••• P•••••••left Dec 31, 2015, registered Nov 16, 2021 (2147 days) · Other · moved with a team
- W•••••• B•••• • C•••••• L••••• to H•••••••• A•••••• G••••• L••left Aug 2, 2007, registered Jun 19, 2013 (2148 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address