RIA Intelligence

• W•••• I••••••••• A•••••••• L•• other current
  since Dec 5, 2018 · Burlington, Vt
• A••••••• I••••••••• A••••••• S••••••••• L•• unclassified
  Mar 10, 2021 to Dec 9, 2025 · Burlington, Vt
• L•• F•••••••• L•• BD affiliated
  Jan 31, 2014 to Dec 11, 2018 · Burlington, Vt
• H••••• • B••••••• C•••••• M••••••••• unclassified
  Jan 29, 2013 to Feb 5, 2014 · Burlington, Vt

• A••••••• I••••••••• A••••••• S••••••••• L•• to no registered destination
  left Dec 9, 2025 · Departure, no registered destination
• L•• F•••••••• L•• to W•••• I••••••••• A•••••••• L••
  left Dec 11, 2018, registered Dec 5, 2018 (-6 days) · RIA to affiliated broker-dealer or bank
• H••••• • B••••••• C•••••• M••••••••• to L•• F•••••••• L••
  left Feb 5, 2014, registered Jan 31, 2014 (-5 days) · Other

• S•••• T••••• K••• no longer registered at A••••••• I••••••••• A••••••• S••••••••• L••; no later IA registration on IAPD
  Dec 9, 2025 · Advisor departure · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Other adviserderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address