RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• W•••••• W••••
- U• W••••• P••••••• L•• asset manager currentsince Oct 14, 2020 · Centennial, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 30, 2015 to Nov 10, 2017 · Denver, Co
- C••••• C••••••• L•• formerMay 2, 2012 to Feb 25, 2014 · Denver, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to U• W••••• P••••••• L••left Nov 10, 2017, registered Oct 14, 2020 (1069 days) · Other
- C••••• C••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 25, 2014, registered Mar 30, 2015 (398 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address