DFX Intelligence
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Registered advisor
L•• J••• D•••••••••
Feed of 09/14/2026
Also filed as D••••••••• J••• L•••••• J••• D••••••••• D•••••••••
At current firm
8 y
since Nov 13, 2017
In the industry
20 y
since Jul 31, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 13, 2017 · South Jordan, Ut
- W•••••• • R••• formerAug 29, 2012 to Nov 15, 2017 · Clearfield, Ut
- U••• B•••••• I••••••••• I••• formerJun 14, 2007 to Jun 1, 2010 · West Valley City, Ut
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Nov 15, 2017, registered Nov 13, 2017 (-2 days) · Other
- U••• B•••••• I••••••••• I••• to W•••••• • R•••left Jun 1, 2010, registered Aug 29, 2012 (820 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address