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Registered advisor
S•••••••• B•••
Feed of 09/15/2026
Also filed as S•••••••• B••••••••• B••••••••• N•• B•••
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Dec 21, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Rock Hill, Sc
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 12, 2020 to Mar 31, 2025 · St. Louis, Mo
- A••••• A•• P••••••• S••••••• BD affiliatedNov 16, 2015 to Apr 26, 2020 · Huntington, Wv
- A••••• A•• P••••••• S••••••• BD affiliatedJan 7, 2014 to Apr 8, 2015 · Atlanta, Ga
- S•••••••• A••••••• L•• national BDJun 20, 2011 to Nov 21, 2013 · Atlanta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 12, 2009 to Mar 4, 2010 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 26, 2020, registered Jun 12, 2020 (47 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Nov 21, 2013, registered Jan 7, 2014 (47 days) · Other
- V•••• F•••••••• A•••••••• I••• to S•••••••• A••••••• L••left Mar 4, 2010, registered Jun 20, 2011 (473 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address