RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• W•••••• O••••••
- V•••• C•••••• P•••••••• L•• independent RIA currentsince Nov 15, 2011 · Glenlg, Md
- V•••• C•••••• P•••••••• L•• independent RIANov 15, 2011 to Dec 31, 2014 · Glenelg, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 8, 2008 to Nov 17, 2011 · Glenlg, Md
- M•• I•••••••• S•••••••• L•• to V•••• C•••••• P•••••••• L••left Nov 17, 2011, registered Nov 15, 2011 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address