RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W••
- H••••••• C•••••• M••••••••• E••• L•• state registered currentsince Jan 1, 2026 · Woodbine, Md
- H••••••• C•••••• M••••••••• E••• L•• state registeredSep 29, 2017 to Dec 31, 2022 · Woodbine, Md
- H••••••• C•••••• M••••••••• I••• formerMar 31, 2014 to Oct 26, 2018 · Danville, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 13, 2006 to Jul 27, 2009 · Santa Barbara, Ca
- H••••••• C•••••• M••••••••• I••• to H••••••• C•••••• M••••••••• E••• L••left Oct 26, 2018, registered Sep 29, 2017 (-392 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••• C•••••• M••••••••• I•••left Jul 27, 2009, registered Mar 31, 2014 (1708 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address