DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew James Stroud
Feed of 09/15/2026
At current firm
10 y
since Jul 5, 2016
In the industry
18 y
since Apr 14, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 5, 2016 · Lubbock, Tx
- Quest Capital Strategies, Inc. formerFeb 24, 2011 to Dec 31, 2015 · Lubbock, Tx
- Uvest Financial Services Group, Inc. unclassifiedApr 16, 2008 to Apr 6, 2010 · Lubbock, Tx
Moves
a registration end followed by a registration begin elsewhere
- Quest Capital Strategies, Inc. to LPL Financial LLCleft Dec 31, 2015, registered Jul 5, 2016 (187 days) · Other
- Uvest Financial Services Group, Inc. to Quest Capital Strategies, Inc.left Apr 6, 2010, registered Feb 24, 2011 (324 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address