RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• W•••••
- Title
- CEO & Wealth Advisorreportedwhalenfinancial.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••• F•••••••• independent RIA currentsince Mar 2, 2021 · Las Vegas, Nv
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Jan 25, 2021 · Las Vegas, Nv
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 21, 2013 to Dec 1, 2017 · Las Vegas, Nv
- J• W• C••• A•••••••• I••• BD affiliatedMay 10, 2013 to May 23, 2013 · Tampa, Fl
- F•••••••• A••••••• O• A••••••• L•• formerOct 25, 2011 to May 10, 2013 · Carlsbad, Ca
- L•• F•••••••• L•• to W••••• F••••••••left Jan 25, 2021, registered Mar 2, 2021 (36 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 1, 2017, registered Nov 29, 2017 (-2 days) · corporate re-registration, not a move
- J• W• C••• A•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left May 23, 2013, registered May 21, 2013 (-2 days) · Other
- F•••••••• A••••••• O• A••••••• L•• to J• W• C••• A•••••••• I•••left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address