DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• C•••• S••••••

U•• M•••••• A•••••••• I•••asset managerWayland, Ma IA-onlyIAPD 5186878

Feed of 09/14/2026

Also filed as P••• S••••••

At current firm

5 y

since Sep 23, 2020

In the industry

13 y

since May 9, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• M•••••• A•••••••• I••• asset manager current
since Sep 23, 2020 · Concord, Ma
F••• P•••• C•••••• P••••••• L•• independent RIA
Dec 14, 2017 to Sep 11, 2020 · Wayland, Ma
C•••••• P•••• C•••••• M••••••••• L•• former
Jul 27, 2017 to Mar 22, 2018 · Wayland, Ma
L••••••• N•••• C•••••• A•••••••• L•• state registered
Aug 3, 2015 to Jun 5, 2018 · Wayland, Ma
S•••••••• L•• former
May 14, 2013 to Jul 14, 2014 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

F••• P•••• C•••••• P••••••• L•• to U•• M•••••• A•••••••• I•••
left Sep 11, 2020, registered Sep 23, 2020 (12 days) · Other
L••••••• N•••• C•••••• A•••••••• L•• to C•••••• P•••• C•••••• M••••••••• L••
left Jun 5, 2018, registered Jul 27, 2017 (-313 days) · Other
C•••••• P•••• C•••••• M••••••••• L•• to F••• P•••• C•••••• P••••••• L••
left Mar 22, 2018, registered Dec 14, 2017 (-98 days) · Other · moved with a team
S•••••••• L•• to L••••••• N•••• C•••••• A•••••••• L••
left Jul 14, 2014, registered Aug 3, 2015 (385 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address