DFX Intelligence
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Registered advisor
C••••••••• N••••••• P••••••
Feed of 09/14/2026
Also filed as Dean P••••••
At current firm
0 y
since Apr 30, 2026
In the industry
20 y
since Aug 2, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••••• W••••• M••••••••• L•• state registered currentsince Apr 30, 2026 · Long Island City, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 29, 2007 to Jun 11, 2015 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to A•••••••• W••••• M••••••••• L••left Jun 11, 2015, registered Apr 30, 2026 (3976 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address