C•••••••• E•••••••• B•••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · Danvers, Ma
• C••• B•••••••• S•••••••• I••• former
  Jan 29, 2018 to May 18, 2022 · Tewksbury, Ma
• L•• F•••••••• L•• BD affiliated
  May 27, 2014 to Jan 23, 2018 · Townsend, Ma
• C••••••• S••••••••• I••• BD affiliated
  Dec 20, 2011 to May 15, 2014 · Acton, Ma

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••
  left Jan 23, 2018, registered Jan 29, 2018 (6 days) · Other
• C••••••• S••••••••• I••• to L•• F•••••••• L••
  left May 15, 2014, registered May 27, 2014 (12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address