DFX Intelligence
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Registered advisor
D•••••• M• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••• G•••••
At current firm
7 y
since Nov 6, 2018
In the industry
20 y
since Jul 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Nov 6, 2018 · Green Bay, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 6, 2009 to Dec 5, 2018 · Green Bay, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 3, 2008 to Oct 27, 2008 · Green Bay, Wi
- S•• I••••••••• I••• formerOct 26, 2006 to Dec 12, 2006 · Green Bay, Wi
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••• L••left Dec 5, 2018, registered Nov 6, 2018 (-29 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•• I••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 12, 2006, registered Jan 3, 2008 (387 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address