RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• J•••• K••••••
- O••••••••• institutional currentsince Jul 21, 2022 · Danvers, Ma
- T•••••••• F••••••••• I••• formerJul 30, 2018 to Dec 31, 2023 · Danvers, Ma
- L•• F•••••••• L•• BD affiliatedDec 17, 2010 to Nov 7, 2017 · Danvers, Ma
- T•••••••• F••••••••• I••• to O•••••••••left Dec 31, 2023, registered Jul 21, 2022 (-528 days) · Other · moved with a team
- L•• F•••••••• L•• to T•••••••• F••••••••• I•••left Nov 7, 2017, registered Jul 30, 2018 (265 days) · Other · moved with a team
- K••••••• J•••• K•••••• left T•••••••• F••••••••• I••• for Onedigital (registered 2022-07-21)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address