DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••• K••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseRolling Hills Estates, Cadual registrantIAPD 5202028
Feed of 09/14/2026
Also filed as A••••• Anuarovna K••••••••
At current firm
14 y
since Jul 23, 2012
In the industry
19 y
since Sep 26, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 23, 2012 · Rolling Hills Estates, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 23, 2008 to Jul 2, 2012 · Beverly Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 26, 2006 to Nov 20, 2007 · Beverly Hills, Ca
- W•••••• • R••• formerSep 27, 2006 to Nov 1, 2006 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 2, 2012, registered Jul 23, 2012 (21 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Nov 20, 2007, registered Jul 23, 2008 (246 days) · Other
- W•••••• • R••• to C•••••••• G••••• M•••••• I•••left Nov 1, 2006, registered Oct 26, 2006 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address