RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• C••••••• B•••
- L•••••• A••••••• I••••••••• independent RIA currentsince Jun 21, 2018 · Baltimore, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 27, 2009 to Jun 5, 2018 · Hunt Valley, Md
- C•••• P•••• A••••••• L•• formerAug 17, 2006 to Dec 31, 2008 · Ellicott City, Md
- M•• I•••••••• S•••••••• L•• to L•••••• A••••••• I•••••••••left Jun 5, 2018, registered Jun 21, 2018 (16 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• P•••• A••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 31, 2008, registered Feb 27, 2009 (58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address