RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W••••• H•••••
- C••••• F••••••••• L•• state registered currentsince Jun 2, 2023 · Beaver, Pa
- I••••••• A••••••• state registeredMay 26, 2016 to Apr 23, 2021 · Pittsburgh, Pa
- B•• I••••••••• M••••••••• I••• formerDec 9, 2015 to Mar 15, 2016 · Pittsburgh, Pa
- P••••••••• L••••• state registeredAug 23, 2007 to Jan 8, 2011 · Arlington, Va
- I••••••• A••••••• to C••••• F••••••••• L••left Apr 23, 2021, registered Jun 2, 2023 (770 days) · Other
- B•• I••••••••• M••••••••• I••• to I••••••• A•••••••left Mar 15, 2016, registered May 26, 2016 (72 days) · Other
- P••••••••• L••••• to B•• I••••••••• M••••••••• I•••left Jan 8, 2011, registered Dec 9, 2015 (1796 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address