RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• F••••• G•••••• D• C••••
- B••••••• G••••• A••••••• asset manager currentsince May 17, 2021 · Coral Gables, Fl
- A••••• W••••• M••••••••• L•• unclassifiedSep 21, 2017 to Feb 26, 2021 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Apr 21, 2009 · Miami, Fl
- C••••••• I••••••••• S••••••• unclassifiedJan 9, 2007 to May 29, 2007 · New York, Ny
- A••••• W••••• M••••••••• L•• to B••••••• G••••• A•••••••left Feb 26, 2021, registered May 17, 2021 (80 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••• W••••• M••••••••• L••left Apr 21, 2009, registered Sep 21, 2017 (3075 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address