RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- J••• A•••••• L•• independent RIA currentsince Sep 18, 2026 · El Cajon, Ca
- I••••••••• A••••••• N•••••• L•• independent RIAMar 21, 2016 to Nov 27, 2017 · San Diego, Ca
- B• R•••• • C••• L•• unclassifiedSep 24, 2013 to Mar 25, 2014 · Los Angeles, Ca
- C•••• P•••• A••••••• formerJan 4, 2012 to Sep 16, 2013 · Del Mar, Ca
- I••••••••• A••••••• N•••••• L•• to J••• A•••••• L••left Nov 27, 2017, registered Sep 18, 2026 (3217 days) · RIA to RIA
- B• R•••• • C••• L•• to I••••••••• A••••••• N•••••• L••left Mar 25, 2014, registered Mar 21, 2016 (727 days) · Other
- C•••• P•••• A••••••• to B• R•••• • C••• L••left Sep 16, 2013, registered Sep 24, 2013 (8 days) · Other
- C••••••••• C•••••• registered as an investment adviser representative at J••• A•••••• L••Sep 18, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address