M•••••• M••••••

Feed of 09/15/2026

Also filed as M•••••• E• M••••••••• M••••••••• E•••• M••••••

At current firm

2 y

since Nov 22, 2023

In the industry

19 y

since Sep 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• P•••••• W••••• A••••••• L•• former
Jul 14, 2010 to Mar 20, 2025 · San Francisco, Ca
F•••• R••••••• W••••• A•••••••• L•• unclassified
Oct 29, 2009 to Sep 30, 2010 · New York, Ny
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 19, 2009 · New York, Ny
M••••• S•••••• • C•• L•• unclassified
Jun 17, 2008 to Jun 1, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 20, 2025, registered Nov 22, 2023 (-484 days) · corporate re-registration, not a move
F•••• R••••••• W••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Sep 30, 2010, registered Jul 14, 2010 (-78 days) · Other
M••••• S•••••• to F•••• R••••••• W••••• A•••••••• L••
left Oct 19, 2009, registered Oct 29, 2009 (10 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address