DFX Intelligence
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Registered advisor
E••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E••• J••••• B••••
At current firm
2 y
since Nov 3, 2023
In the industry
19 y
since Nov 10, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 3, 2023 · Allentown, Pa
- F•• S••••••••• C••••••••• formerMar 13, 2007 to Nov 3, 2023 · Allentown, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDNov 13, 2006 to Feb 14, 2007 · Center Valley, Pa
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••left Feb 14, 2007, registered Mar 13, 2007 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address