RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R••• S•••••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jun 5, 2019 · Seattle, Wa
- B••••••• J•••• L•• independent RIAOct 16, 2014 to Dec 31, 2016 · Seattle, Wa
- B••••••• J•••• L•• independent RIAOct 16, 2014 to Apr 11, 2019 · Seattle, Wa
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2008 to Jul 2, 2010 · New York, Ny
- L••••• B••••••• I••• unclassifiedJan 3, 2007 to Oct 2, 2008 · New York, Ny
- B••••••• J•••• L•• to R••••• W• B•••• • C•• I•••••••••left Apr 11, 2019, registered Jun 5, 2019 (55 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to B••••••• J•••• L••left Jul 2, 2010, registered Oct 16, 2014 (1567 days) · Other
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 2, 2008, registered Sep 19, 2008 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address