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Registered advisor
S••••• M•••• S•••••
Feed of 09/15/2026
Also filed as S••••• M•••• Turgasen
At current firm
15 y
since Jun 1, 2011
In the industry
19 y
since Oct 9, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 1, 2011 · Richland Center, Wi
- S•• I••••••••• I••• formerOct 10, 2006 to May 31, 2011 · Baraboo, Wi
Moves
a registration end followed by a registration begin elsewhere
- S•• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 31, 2011, registered Jun 1, 2011 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address