RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••••• R•••
- J•• F•••••••• S•••••••• state registered currentsince May 27, 2015 · Canton, Oh
- S••••• • A••••••••• formerDec 2, 2009 to Jun 1, 2015 · North Canton, Oh
- W••••• W••••• A••••••• unclassifiedMay 4, 2009 to Jun 8, 2009 · Hudson, Oh
- S•••••• F•••••••• G••••• L••••• independent RIASep 7, 2007 to Jan 26, 2009 · Akron, Oh
- S••••• • A••••••••• to J•• F•••••••• S••••••••left Jun 1, 2015, registered May 27, 2015 (-5 days) · Other
- W••••• W••••• A••••••• to S••••• • A•••••••••left Jun 8, 2009, registered Dec 2, 2009 (177 days) · Other
- S•••••• F•••••••• G••••• L••••• to W••••• W••••• A•••••••left Jan 26, 2009, registered May 4, 2009 (98 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address