K••• J• K••••••

M•• I•••••••• S•••••••• L••BD affiliatedEl Cajon, Ca dual registrantIAPD 5221648

Certified Financial Planner

Feed of 09/15/2026

Also filed as K••• J•••• K••••••

At current firm

1 y

since Apr 16, 2025

In the industry

19 y

since Dec 18, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Apr 16, 2025 · El Cajon, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 28, 2024 to Apr 14, 2025 · San Diego, Ca
C•••••• S••••• • C••• I••• national BD
Jul 30, 2019 to Jan 10, 2024 · La Jolla, Ca
T• A••••••••• I••• former
Jan 10, 2013 to Jun 4, 2019 · San Diego, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 10, 2013 to Jun 4, 2019 · San Diego, Ca
C•••• I••••••••• S••••••• C•••• former
Apr 12, 2010 to May 3, 2012 · San Diego, Ca
W•••• F•••• I••••••••• L•• unclassified
Dec 19, 2006 to Oct 1, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Apr 14, 2025, registered Apr 16, 2025 (2 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 10, 2024, registered Aug 28, 2024 (231 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 4, 2019, registered Jul 30, 2019 (56 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 4, 2019, registered Jan 10, 2013 (-2336 days) · channel change inside one enterprise, not a move
C•••• I••••••••• S••••••• C•••• to T• A••••••••• I•••
left May 3, 2012, registered Jan 10, 2013 (252 days) · Other
W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••
left Oct 1, 2008, registered Apr 12, 2010 (558 days) · Other

Signals

••• Locked
Apr 14, 2025 · Advisor changed firm · fact
••• Locked
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address