S••••• D••• H•••••

• V•••••• A•••••••• I••• BD affiliated current
  since Oct 27, 2009 · Fort Wright, Ky
• F•••• O• S••••••• L•• unclassified
  Jan 13, 2010 to Dec 23, 2025 · Ft. Mitchell, Ky
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jan 24, 2007 to Jul 17, 2009 · Cincinnati, Oh

• F•••• O• S••••••• L•• to no registered destination
  left Dec 23, 2025 · Departure, no registered destination
• M•• I•••••••• S•••••••• L•• to V•••••• A•••••••• I•••
  left Jul 17, 2009, registered Oct 27, 2009 (102 days) · Other

• ••• Locked
  Dec 23, 2025 · Advisor departure · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address