RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• L•• BD affiliated currentsince Jan 9, 2026 · Omaha, Ne
- L•• F•••••••• L•• BD affiliatedJan 25, 2019 to Jan 13, 2026 · Decatur, In
- S•• A•••••••• I••• formerJul 25, 2013 to Jan 25, 2019 · Decatur, In
- C•••••••• F•••••••• G•••• A••••••• formerJun 11, 2010 to Aug 16, 2013 · Decatur, In
- L•• F•••••••• L•• BD affiliatedAug 10, 2009 to Jun 22, 2010 · Geneva, In
- L•• F•••••••• L•• to C••• L••left Jan 13, 2026, registered Jan 9, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- S•• A•••••••• I••• to L•• F•••••••• L••left Jan 25, 2019, registered Jan 25, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• F•••••••• G•••• A••••••• to S•• A•••••••• I•••left Aug 16, 2013, registered Jul 25, 2013 (-22 days) · Other
- L•• F•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Jun 22, 2010, registered Jun 11, 2010 (-11 days) · Other
- K•••• H• B••••• left L•• F•••••••• L•• for C••• L•• (registered 2026-01-09)Jan 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address