N••••••• B•••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since May 4, 2012 · North Bethesda, Md
• L•• F•••••••• L•• BD affiliated
  Apr 5, 2010 to Apr 9, 2012 · Frederick, Md
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 9, 2008 to Mar 26, 2010 · North Bethesda, Md

• L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 9, 2012, registered May 4, 2012 (25 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Mar 26, 2010, registered Apr 5, 2010 (10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address