DFX Intelligence
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Registered advisor
D••••• D• D•••••
Feed of 09/15/2026
Also filed as Danny D•••••
At current firm
6 y
since Feb 26, 2020
In the industry
19 y
since Apr 19, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 26, 2020 · Memphis, Tn
- N•• E•••••• S••••••••• C••••••••• formerApr 16, 2008 to Feb 4, 2010 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to M•• I•••••••• S•••••••• L••left Feb 4, 2010, registered Feb 26, 2020 (3674 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address