DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brenda S Dozier
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Brenda S Hinkle
At current firm
3 y
since Mar 23, 2023
In the industry
18 y
since Sep 29, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 23, 2023 · Sandy Springs, Ga
- Summit Financial Group Inc formerJan 14, 2019 to May 20, 2021 · Sandy Springs, Ga
- Questar Asset Management, Inc. formerNov 8, 2013 to Jan 10, 2019 · Minneapolis, Mn
- Bancorpsouth Investment Services, Inc. formerMar 1, 2010 to Nov 8, 2013 · Miramar Beach, Fl
- First Legacy Securities, LLC unclassifiedSep 30, 2008 to Feb 18, 2010 · Auburn, Al
- Sunset Financial Services, Inc. formerApr 17, 2008 to Sep 26, 2008 · Auburn, Al
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Cetera Investment Advisers LLCleft May 20, 2021, registered Mar 23, 2023 (672 days) · corporate re-registration, not a move
- Questar Asset Management, Inc. to Summit Financial Group Incleft Jan 10, 2019, registered Jan 14, 2019 (4 days) · Affiliated broker-dealer or bank to another
- Bancorpsouth Investment Services, Inc. to Questar Asset Management, Inc.left Nov 8, 2013, registered Nov 8, 2013 (0 days) · Other
- First Legacy Securities, LLC to Bancorpsouth Investment Services, Inc.left Feb 18, 2010, registered Mar 1, 2010 (11 days) · Other
- Sunset Financial Services, Inc. to First Legacy Securities, LLCleft Sep 26, 2008, registered Sep 30, 2008 (4 days) · Other
Signals
- Brenda S Dozier added a TX registration at Cetera Investment Advisers LlcSep 14, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address