DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Cornett
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chris Cornett
At current firm
1 y
since Dec 27, 2024
In the industry
19 y
since Nov 27, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- The Pinnacle Financial Group independent RIA currentsince Dec 27, 2024 · Rockville Centre, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 19, 2014 to Sep 30, 2024 · New York, Ny
- Advisors Asset Management, Inc. mixed wealthFeb 25, 2011 to Sep 14, 2011 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to The Pinnacle Financial Groupleft Sep 30, 2024, registered Dec 27, 2024 (88 days) · Wirehouse to independent RIA
- Advisors Asset Management, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 14, 2011, registered Nov 19, 2014 (1162 days) · Other
Signals
- Christopher Cornett left Merrill Lynch, Pierce, Fenner & Smith Incorporated for The Pinnacle Financial Group (registered 2024-12-27)Sep 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address