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RIA Intelligence
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Registered advisor
R•••• M••• S••••••
Feed of 09/14/2026
Also filed as R•••• M•••
At current firm
9 y
since Sep 13, 2017
In the industry
19 y
since May 29, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Sep 13, 2017 · Miami, Fl
- H••• S••••••••• •••• I••• BD affiliatedSep 15, 2009 to Sep 15, 2017 · Miami, Fl
- L••••• S••••••••• C••••••••• formerApr 15, 2008 to Jul 21, 2009 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 31, 2007 to Mar 27, 2008 · Miami, Fl
- U•• I••••••••• I••• unclassifiedMay 31, 2007 to Jun 28, 2007 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••left Sep 15, 2017, registered Sep 13, 2017 (-2 days) · Other
- L••••• S••••••••• C••••••••• to H••• S••••••••• •••• I•••left Jul 21, 2009, registered Sep 15, 2009 (56 days) · Other
- C•••••••• G••••• M•••••• I••• to L••••• S••••••••• C•••••••••left Mar 27, 2008, registered Apr 15, 2008 (19 days) · Other
- U•• I••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 28, 2007, registered Aug 31, 2007 (64 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address