RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• W••••••• M••••••
- C••••••••• W•••••• L•• independent RIA currentsince Mar 3, 2025 · Los Angeles, Ca
- V•••••• G•••• formerJun 20, 2024 to Aug 29, 2025 · Golden, Co
- L•• F•••••••• L•• BD affiliatedJun 30, 2008 to Feb 20, 2009 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDJan 25, 2007 to Jan 28, 2008 · Seattle, Wa
- V•••••• G•••• to C••••••••• W•••••• L••left Aug 29, 2025, registered Mar 3, 2025 (-179 days) · RIA to RIA
- L•• F•••••••• L•• to V•••••• G••••left Feb 20, 2009, registered Jun 20, 2024 (5599 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 28, 2008, registered Jun 30, 2008 (154 days) · Other
- A••• W••••••• M•••••• left V•••••• G•••• for C••••••••• W•••••• L•• (registered 2025-03-03)Aug 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address