DFX Intelligence
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Registered advisor
S••• W•••••• B••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseW••••••Sburg, Vadual registrantIAPD 5248691
Feed of 09/14/2026
Also filed as S••• B••••••
At current firm
5 y
since Aug 27, 2021
In the industry
19 y
since Jan 11, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 27, 2021 · W••••••Sburg, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 27, 2016 to Aug 27, 2021 · Hampton, Va
- S••••••• I••••••••• S•••••••• I••• formerMar 8, 2016 to Dec 31, 2016 · Hampton, Va
- W•••• F•••• A••••••• wirehouseMay 1, 2007 to Feb 24, 2016 · Yorktown, Va
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 27, 2021, registered Aug 27, 2021 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 27, 2016 (-95 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Feb 24, 2016, registered Mar 8, 2016 (13 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address