B•••••• N••••• D••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 4, 2025 · Lake Jackson, Tx
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 5, 2023 to Dec 16, 2025 · Lake Jackson, Tx
• L•• F•••••••• L•• BD affiliated
  Mar 1, 2011 to Apr 6, 2023 · Lake Jackson, Tx
• C••• B•••••••• S•••••••• I••• former
  Apr 27, 2007 to Mar 2, 2011 · Lake Jackson, Tx

• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Dec 16, 2025, registered Dec 4, 2025 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Apr 6, 2023, registered Apr 5, 2023 (-1 days) · Affiliated broker-dealer or bank to another
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 2, 2011, registered Mar 1, 2011 (-1 days) · Other

• ••• Locked
  Dec 16, 2025 · Advisor changed firm · fact
• ••• Locked
  Apr 6, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address