RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••• S••••
- L••••••• F•••••••• M••••••••• L•• state registered currentsince Jan 1, 2025 · Arlington, Va
- L••••••• F•••••••• M••••••••• L•• state registeredFeb 25, 2011 to Dec 31, 2024 · Arlington, Va
- S•• F•••••••• I•• formerFeb 25, 2009 to Oct 18, 2010 · Rockville, Md
- T•••• F•••••••• C••••••••• I••• formerJun 3, 2008 to Feb 27, 2009 · Dickerson, Md
- U•• F•••••••• S••••••• I••• wirehouseFeb 5, 2007 to Dec 10, 2007 · Mclean, Va
- S•• F•••••••• I•• to L••••••• F•••••••• M••••••••• L••left Oct 18, 2010, registered Feb 25, 2011 (130 days) · Other
- T•••• F•••••••• C••••••••• I••• to S•• F•••••••• I••left Feb 27, 2009, registered Feb 25, 2009 (-2 days) · Other
- U•• F•••••••• S••••••• I••• to T•••• F•••••••• C••••••••• I•••left Dec 10, 2007, registered Jun 3, 2008 (176 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address