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RIA Intelligence
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Registered advisor
J•••• E••••• M•••••
Feed of 09/14/2026
At current firm
1 y
since May 12, 2025
In the industry
19 y
since Feb 15, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 12, 2025 · Wyomissing, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 18, 2015 to May 9, 2025 · Wyomissing, Pa
- S••• I••••••••• C•••••• independent RIAFeb 23, 2012 to Aug 17, 2015 · San Antonio, Tx
- M•• S••••••••• I••• unclassifiedSep 17, 2008 to Jan 24, 2012 · Birdsboro, Pa
- E•••••••• A•••••••• L•• national BDMar 27, 2007 to Aug 26, 2008 · Lancaster, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left May 9, 2025, registered May 12, 2025 (3 days) · Affiliated broker-dealer or bank to another
- S••• I••••••••• C•••••• to C••••• I••••••••• A••••••• L••left Aug 17, 2015, registered Aug 18, 2015 (1 days) · Other · moved with a team
- M•• S••••••••• I••• to S••• I••••••••• C••••••left Jan 24, 2012, registered Feb 23, 2012 (30 days) · Other
- E•••••••• A•••••••• L•• to M•• S••••••••• I•••left Aug 26, 2008, registered Sep 17, 2008 (22 days) · Other
Signals
- J•••• E••••• M••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-05-12)May 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address