DFX Intelligence
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Registered advisor
B•••• W••••• B•••••
Feed of 09/14/2026
At current firm
4 y
since Apr 14, 2022
In the industry
19 y
since Mar 8, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 14, 2022 · Forest, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 23, 2011 to Apr 18, 2022 · L••••Burg, Va
- E••••• J•••• national BDMar 26, 2007 to Sep 27, 2011 · Bedford, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 18, 2022, registered Apr 14, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 27, 2011, registered Sep 23, 2011 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedApr 18, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address