R••••• A••• M•••••

U•• F•••••••• S••••••• I•••wirehouseChattanooga, Tndual registrantIAPD 5274013

Feed of 09/14/2026

Also filed as R••••• M••••••••• A••• M••••••••• A• M•••••

At current firm

4 y

since Aug 3, 2022

In the industry

17 y

since Apr 10, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Aug 3, 2022 · Chattanooga, Tn
R•••••• J•••• • A••••••••• I••• national BD
Apr 4, 2017 to Jul 12, 2022 · Memphis, Tn
S•••••••• I••••••••• M••••••••• former
Feb 7, 2017 to Mar 17, 2017 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jul 12, 2022, registered Aug 3, 2022 (22 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• I••••••••• M••••••••• to R•••••• J•••• • A••••••••• I•••
left Mar 17, 2017, registered Apr 4, 2017 (18 days) · Other

Signals

••• Locked
Jul 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address