DFX Intelligence
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Registered advisor
M••••• C•• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••••• C•• M•••••
At current firm
6 y
since Oct 17, 2019
In the industry
19 y
since Apr 25, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 17, 2019 · Long Beach, Ca
- W•••• F•••• A••••••• wirehouseFeb 9, 2009 to Oct 16, 2019 · Long Beach, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 26, 2007 to Feb 26, 2009 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 16, 2019, registered Oct 17, 2019 (1 day) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Feb 26, 2009, registered Feb 9, 2009 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address