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Registered advisor
D•••••• M•••••• I•••••••
Feed of 09/14/2026
At current firm
15 y
since Feb 18, 2011
In the industry
19 y
since Feb 20, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••• R•••• C••••••• L•• state registered currentsince Feb 18, 2011 · Wilmington, Nc
- B••• I••••••••• S•••••••• I••• formerJan 26, 2009 to Jan 6, 2011 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerFeb 21, 2007 to Dec 31, 2008 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- B••• I••••••••• S•••••••• I••• to N•••• R•••• C••••••• L••left Jan 6, 2011, registered Feb 18, 2011 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address