DFX Intelligence
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Registered advisor
B•••••• H••••••
Feed of 09/14/2026
At current firm
4 y
since Feb 16, 2022
In the industry
19 y
since May 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Feb 16, 2022 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 7, 2020 to Feb 1, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to T• P•••••• C••••• W••••• L••left Feb 1, 2022, registered Feb 16, 2022 (15 days) · Affiliated broker-dealer or bank to another
Signals
- B•••••• H•••••• left C•••••••• G••••• M•••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2022-02-16)Feb 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address