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Registered advisor
S•••• A•••••• O••••••
Feed of 09/14/2026
Also filed as Scott A Osborne
At current firm
10 y
since Dec 9, 2015
In the industry
19 y
since May 30, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 9, 2015 · Edgewood, Ky
- U•• F•••••••• S••••••• I••• wirehouseOct 28, 2014 to Dec 16, 2015 · Cincinnati, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDMay 17, 2011 to Mar 1, 2013 · Cincinnati, Oh
- M••••• S•••••• • C•• L•• unclassifiedMay 30, 2007 to Nov 19, 2007 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 16, 2015, registered Dec 9, 2015 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 1, 2013, registered Oct 28, 2014 (606 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• • C•• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 19, 2007, registered May 17, 2011 (1275 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address